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CIO MEMBERSHIP REGULATIONS (June 2012)1 Original 2005; amended 2007; 2012 Current June 20121.APPLICATION OF THESE REGULATIONS1. These Regulations are made under Bylaws 1329 and shall apply to all
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Form SE regulations are made to standardize the reporting of certain securities transactions.
Any individual or entity engaged in securities transactions that fall under the reporting requirements.
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The purpose of formse regulations is to provide transparency and prevent insider trading.
Information such as the nature of the transaction, the security involved, date of transaction, and the parties involved must be reported.
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