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SEC announces enforcement results when they take action against individuals or companies who violate securities laws.
Any individual or company involved in a securities violation may be required to file SEC announces enforcement results.
SEC announces enforcement results can be filled out online through the SEC's EDGAR system.
The purpose of SEC announces enforcement results is to inform the public about enforcement actions taken by the SEC.
SEC announces enforcement results must include details about the violation, sanctions imposed, and corrective actions taken.
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