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STATUTORY INSTRUMENT NO.OF 2020 ___ The Securities Act (Act No. 41 of 2016) ___ The Securities (Recognition of SelfRegulatory Organization) Regulations, 2020 ARRANGEMENT OF REGULATIONS Regulation
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Self-regulatory organizations are entities that have the authority to create and enforce industry regulations and standards. An investor is an individual or entity that commits capital with the expectation of receiving financial returns.
Self-regulatory organizations and investors who meet certain criteria are required to file in order to comply with regulatory requirements.
Self-regulatory organizations and investors can fill out the necessary forms online or through a designated filing system as specified by the regulating authority.
The purpose of self-regulatory organizations is to maintain fairness, transparency, and compliance within the industry. Investors play a crucial role in providing capital to facilitate economic growth and development.
The information reported may include financial statements, ownership structures, trading activities, and any conflicts of interest that may arise.
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