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September 2022 ERICA 408(b)(2) Disclosure Package for Participating Accounts in the Ballard Stable Return Fund N CUSP 949907836 Enclosed is a Guide to Services and Compensation (Guide) for the Ballard
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What is svn 408b2 disclosure package?
svn 408b2 disclosure package is a regulatory filing required by the Securities and Exchange Commission (SEC) for investment advisers who have discretionary authority over $150 million or more in client assets.
Who is required to file svn 408b2 disclosure package?
Investment advisers who have discretionary authority over $150 million or more in client assets are required to file svn 408b2 disclosure package.
How to fill out svn 408b2 disclosure package?
The svn 408b2 disclosure package can be filled out electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
What is the purpose of svn 408b2 disclosure package?
The purpose of the svn 408b2 disclosure package is to provide clients with important information about an investment adviser's business practices, conflicts of interest, and disciplinary history.
What information must be reported on svn 408b2 disclosure package?
The svn 408b2 disclosure package must include information such as the investment adviser's fee schedule, methods of analysis used in investment decisions, and any legal or disciplinary events involving the adviser.
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