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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: DIF CRD Number: 291414SEC ERA Final All Sections Rev. 10/20211/5/2022
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How to fill out fna adv part 1

How to fill out fna adv part 1
01
Obtain the Form ADV Part 1
02
Fill out the basic identifying information such as name, address, and contact information
03
Provide details about the organization's ownership structure
04
Disclose any disciplinary information or conflicts of interest
05
Submit the completed form to the appropriate regulatory body
Who needs fna adv part 1?
01
Investment advisers and firms registered with the U.S. Securities and Exchange Commission (SEC) or state securities regulators need to fill out Form ADV Part 1.
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What is fna adv part 1?
FNA ADV Part 1 is a form required to be filed by certain investment advisers registered with the Securities and Exchange Commission (SEC).
Who is required to file fna adv part 1?
Investment advisers registered with the SEC are required to file FNA ADV Part 1.
How to fill out fna adv part 1?
FNA ADV Part 1 can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
What is the purpose of fna adv part 1?
The purpose of FNA ADV Part 1 is to provide basic information about the investment adviser and its business operations to regulatory authorities and the public.
What information must be reported on fna adv part 1?
FNA ADV Part 1 requires information such as the adviser's contact details, ownership structure, disciplinary history, types of clients, and services offered.
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