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Settlement Agreement File No. 201422IN THE MATTER OF A SETTLEMENT HEARING PURSUANT TO SECTION 24.4 OF BYLAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF Canada: Paul Jerome EdmondSETTLEMENT AGREEMENT.INTRODUCTION1.
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The new SRO hearing panel is a committee responsible for overseeing and making decisions on disputes within self-regulatory organizations.
Members of self-regulatory organizations are required to file new SRO hearing panels when disputes arise.
To fill out a new SRO hearing panel, members must provide detailed information about the dispute, including relevant facts and evidence.
The purpose of the new SRO hearing panel is to resolve disputes efficiently and fairly within self-regulatory organizations.
The new SRO hearing panel must include information about the dispute, the parties involved, relevant dates, and any supporting documentation.
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