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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: BEHAVE FINANCIAL CRD Number: 133883Annual Amendment All Sections Rev.

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How to fill out form adv paper version

01

Obtain the Form ADV paper version from the Securities and Exchange Commission (SEC) website or request a physical copy from the SEC.

02

Fill out all the required information accurately, including details about the investment advisor's business practices, compensation structure, disciplinary history, and key personnel.

03

Make sure to provide all requested attachments and exhibits, such as financial statements and organizational charts.

04

Review the completed form for accuracy and completeness before submitting it to the SEC.

05

Submit the filled-out Form ADV paper version to the SEC by mail or in person according to the instructions provided.

Who needs form adv paper version?

01

Investment advisors who are registered with the SEC or required to register with the SEC need to fill out the Form ADV paper version.

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What is form adv paper version?

Form ADV paper version refers to the traditional paper form of the SEC's Form ADV, which is used by investment advisors to register with the SEC.

Who is required to file form adv paper version?

Investment advisors who are required to register with the SEC are required to file form adv paper version.

How to fill out form adv paper version?

Form ADV paper version must be completed manually by providing all the required information as per the instructions provided by the SEC.

What is the purpose of form adv paper version?

The purpose of form adv paper version is to collect necessary information from investment advisors to help the SEC regulate the industry.

What information must be reported on form adv paper version?

Form ADV paper version requires information about an investment advisor's business practices, affiliations, and any disciplinary history.

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