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This document discusses the capital treatment of assets held in the proprietary accounts of introducing brokers and dealers and outlines the necessary agreements and computations for compliance with
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The division of trading and refers to the separation or categorization of different types of trading activities within an organization. It helps to organize and manage the trading operations effectively.
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proprietary accounts introducing brokers net capital rule customer protection rule NYSE NASD Regulation capital treatment clearing brokers asset computation securities regulations

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