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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: PARSEC FINANCIAL CRD Number: 104919Annual Amendment All Sections Rev.

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How to fill out form adv investment adviser

01

Obtain the Form ADV investment adviser form from the Securities and Exchange Commission (SEC) website or your state securities regulator.

02

Fill in the required information about your firm, such as name, address, and contact information.

03

Provide information about your firm's ownership structure, key personnel, and any disciplinary history.

04

Disclose information about your firm's advisory services, clients, and fees.

05

Answer any additional questions about your firm's business operations and compliance procedures.

06

Review the completed form for accuracy and completeness before submitting it to the SEC or state securities regulator.

Who needs form adv investment adviser?

01

Any individual or firm that provides investment advice for a fee and meets certain criteria set by the SEC or state securities regulator needs to fill out Form ADV investment adviser.

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What is form adv investment adviser?

Form ADV is a form used by investment advisers to register with the Securities and Exchange Commission or state securities authorities.

Who is required to file form adv investment adviser?

Investment advisers who manage assets in excess of $110 million are required to file Form ADV with the SEC.

How to fill out form adv investment adviser?

Form ADV should be filled out online through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv investment adviser?

The purpose of Form ADV is to provide information about the investment adviser's business, ownership, clients, and services.

What information must be reported on form adv investment adviser?

Form ADV requires information about the investment adviser's business practices, services provided, fees charged, and any conflicts of interest.

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