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CONSOLIDATED FORM Trading Managers and Related Persons Art. 11 CVM Instruction No. 358/2002 In May 2014 there were operations with securities, in accordance with article 11 of CVM Instruction No 358/2002
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Fill out each section accurately: Begin by filling out the general information section, which typically asks for details like company name, address, and identification numbers. Proceed to the trading managers section, where you will need to provide individual details for each trading manager.
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Attach supporting documents if required: Some consolidated form trading manager forms may require you to attach supporting documents such as financial statements, trading activity reports, or licenses. Make sure to include these documents if necessary and ensure they are organized and easy to understand.
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Companies with multiple trading managers: Businesses that have multiple trading managers or entities engaged in trading activities may be required to fill out a consolidated form trading managers. This form helps provide a comprehensive overview of the trading activities conducted by the company as a whole.
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Regulatory authorities: Regulatory authorities, such as financial institutions or government agencies overseeing trading activities, may require companies to submit a consolidated form trading managers. This allows them to monitor and ensure compliance with trading regulations and detect any suspicious or fraudulent activities.
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Note: The specific requirements for filing a consolidated form trading managers may vary depending on the jurisdiction and applicable regulations. It is advisable to consult with legal or financial professionals to ensure compliance with the relevant guidelines.
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Consolidated form trading managers is a form that consolidates trading activity from multiple accounts.
Investment managers or firms with multiple trading accounts are required to file the consolidated form trading managers.
Consolidated form trading managers can be filled out by gathering trading activity data from all accounts and submitting it in the required format.
The purpose of consolidated form trading managers is to provide a comprehensive view of trading activity across multiple accounts.
Information such as details of trades, volumes, and account numbers must be reported on the consolidated form trading managers.
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