
Get the free 17 CFR Part 249 Subpart D -- Forms for Annual and Other ...
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549For personal use uniform 8K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report
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Who needs 17 cfr part 249?
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Any entity or individual required to file reports or documents with the Securities and Exchange Commission (SEC) in accordance with regulations set forth in 17 CFR Part 249.
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What is 17 cfr part 249?
17 CFR Part 249 is the form that must be filed by certain entities with the Securities and Exchange Commission (SEC) for the reporting of beneficial ownership of securities.
Who is required to file 17 cfr part 249?
Entities such as institutional investment managers, certain officers and directors of publicly traded companies, and certain large shareholders are required to file 17 CFR Part 249.
How to fill out 17 cfr part 249?
17 CFR Part 249 can be filled out electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
What is the purpose of 17 cfr part 249?
The purpose of 17 CFR Part 249 is to provide transparency in the securities markets by requiring disclosure of beneficial ownership of securities.
What information must be reported on 17 cfr part 249?
Information such as the name of the reporting person, their relationship to the issuer, the securities owned, and any changes in ownership must be reported on 17 CFR Part 249.
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