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7/1/2020Exhibit 113EMPLOYEE REQUIREMENTS FOR eDASFCICAppendix Format/Dissection/AttributeEMPLOYEEDescription/EditEMPLOYEE is the title of this section. It identifies the opening and closing of the
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What is exhibit 113?
Exhibit 113 is a form used to report specific information required by regulatory authorities.
Who is required to file exhibit 113?
Entities designated by the regulatory authorities are required to file exhibit 113.
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Exhibit 113 must be filled out accurately and completely following the instructions provided by the regulatory authorities.
What is the purpose of exhibit 113?
The purpose of exhibit 113 is to provide necessary information to the regulatory authorities for compliance and oversight purposes.
What information must be reported on exhibit 113?
Information regarding financial transactions, ownership, and other relevant data must be reported on exhibit 113.
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