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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: CTV, LLC CRD Number: 160470Annual Amendment All Sections Rev. 10/20213/20/2023
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01
Determine if you are required to register - Check the thresholds set out by the SEC to see if you need to register as an investment adviser.
02
Complete Form ADV - This form is used to register as an investment adviser with the SEC or state securities authorities.
03
File Form ADV - Submit the completed Form ADV along with the necessary fee to the SEC or state securities authorities.
04
Update Form ADV annually - Make sure to update your Form ADV annually and submit any changes to the SEC or state securities authorities.
05
Comply with regulations - Follow all regulations set forth by the SEC or state securities authorities to ensure compliance with investment adviser laws.

Who needs investment advisers ia ampamp?

01
Individuals or firms who provide investment advice or manage securities portfolios for compensation.
02
Those who meet the thresholds set out by the SEC or state securities authorities for registration as an investment adviser.
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Entities that want to ensure compliance with investment adviser laws and regulations.
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Investment advisers ia ampamp refers to the Investment Advisers Act of 1940, which regulates the activities of investment advisers in the United States.
Investment advisers who meet certain criteria, such as managing assets above a certain threshold, are required to file with the Securities and Exchange Commission under the Investment Advisers Act of 1940.
To fill out the Investment Advisers Act form, investment advisers must provide detailed information about their firm, the services they offer, their fees, and their financials.
The purpose of the Investment Advisers Act of 1940 is to protect investors by regulating the activities of investment advisers and ensuring they act in the best interest of their clients.
Investment advisers must report information such as their assets under management, fee structure, conflicts of interest, and disciplinary history.
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