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Pursuant to the provisions of Arkansas Code Annotated 564201 and 564216 of the laws of the State of Arkansas, the Director Secretary of the Arkansas Department of Health or duly authorized agent,
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The mark up rule is a regulation that requires entities to disclose the mark up or mark down applied to certain securities transactions.
Broker-dealers and investment advisers are required to file mark up rule in compliance with regulations.
Mark up rule can be filled out by providing information on the securities transactions, mark up or mark down applied, and other relevant details.
The purpose of mark up rule is to promote transparency in securities transactions and protect investors from excessive charges.
Mark up rule requires reporting of the securities transactions, mark up or mark down applied, and any other required details specified by regulations.
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