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DISCIPLINARY DECISION Oboe BYX Exchange, Inc. Matter No. USRI986506 Credit Suisse Securities (USA) LLC Pursuant to Exchange Rule 8.3, attached to and incorporated as part of this Decision is a Letter

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Obtain the necessary forms and documents from the Cboe Exchange website.

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Fill out all required fields accurately and completely.

03

Provide detailed information about the violation or misconduct that led to the disciplinary decision.

04

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Who needs disciplinary decision cboe exchange?

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Any individual or organization that has been involved in a violation or misconduct on the Cboe Exchange platform may need to fill out a disciplinary decision form.

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What is disciplinary decision cboe exchange?

Disciplinary decision cboe exchange refers to the outcome of a disciplinary action taken by the Chicago Board Options Exchange.

Who is required to file disciplinary decision cboe exchange?

The exchange or the parties involved in the disciplinary action are required to file the disciplinary decision with the CBOE.

How to fill out disciplinary decision cboe exchange?

To fill out the disciplinary decision form, provide details of the disciplinary action taken, reasons for the decision, and any relevant documentation.

What is the purpose of disciplinary decision cboe exchange?

The purpose of the disciplinary decision cboe exchange is to maintain transparency and integrity in the market by informing participants about the outcome of disciplinary actions.

What information must be reported on disciplinary decision cboe exchange?

The disciplinary decision must include details of the violation, sanctions imposed, parties involved, and any other relevant information.

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