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Case 2:07cv01070SMM Document 5 Filed 06/22/07-Page 1 of 71WOSC2 3 4 5 6IN THE UNITED STATES DISTRICT COURT7FOR THE DISTRICT OF ARIZONA8 9James Skinner, Plaintiff,10 11vs.12James Arnold, et al., et
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Securities and Exchange Commission (SEC) is a government agency responsible for regulating the securities industry in the United States.
Companies that are publicly traded on the stock exchange are required to file with the Securities and Exchange Commission.
Companies can fill out the required forms and submit them electronically through the SEC's online filing system.
The purpose of the Securities and Exchange Commission is to protect investors, maintain fair and efficient markets, and facilitate capital formation.
Companies must report financial information, details about their business operations, and any material events that could affect their stock price.
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