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United States Securities & Exchange Commission Firm Disclosure Brochure Form ADV Part IINEWCAPITAL CRD 131658 New Capital Management LP 3355 West Alabama Street, Suite 275 Houston, TX 77098 (800)
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Obtain the necessary forms from the US Securities and Exchange Commission (SEC) website.
02
Fill out the forms with accurate and truthful information regarding your securities transactions.
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Provide any required documentation to support your application, such as financial statements or proof of ownership.
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Double-check all information before submitting the forms to ensure accuracy and completeness.
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Submit the completed forms to the SEC either electronically or by mail.

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Individuals or entities involved in securities transactions in the United States.
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Companies looking to issue securities to raise capital.
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Investment firms and brokers who deal with securities on behalf of clients.
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Regulatory bodies and government agencies overseeing securities markets.
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The U.S. Securities and Exchange Commission (SEC) is a government agency responsible for regulating the securities industry in the United States.
Companies that are publicly traded on U.S. stock exchanges are required to file with the SEC.
Companies can fill out SEC forms electronically through the SEC's EDGAR system.
The purpose of the SEC is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
Companies must report financial information, business operations, executive compensation, and other material information.
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