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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: EYES, STAGE & WOOTEN WEALTH MANAGEMENT, LLC CRD Number: 139806Annual
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Step 1: Obtain the necessary forms from the Securities and Exchange Commission (SEC) or your state securities regulator.
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Step 2: Fill out the required personal information, such as name, address, and contact details.
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Step 3: Provide information about your business, including its structure and services offered.
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Step 4: Disclose any criminal or disciplinary history, including any lawsuits or regulatory actions.
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Businesses looking to comply with regulatory requirements for offering investment services.
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Investment advisers and formir refers to a form that investment advisers are required to file with the Securities and Exchange Commission (SEC) to register and provide information about their business operations.
Investment advisers who meet certain criteria set by the SEC are required to file formir with the SEC.
Investment advisers can fill out formir by providing all the required information about their business operations, clients, employees, and any potential conflicts of interest.
The purpose of investment advisers and formir is to provide the SEC with detailed information about the operations and potential conflicts of interest of investment advisers.
Investment advisers must report information about their business operations, clients, employees, and any potential conflicts of interest on formir.
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