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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: ARIA WEALTH MANAGEMENT CRD Number: 288450OtherThanAnnual Amendment All

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How to fill out form adv part 3

01

Obtain Form ADV Part 3 from the SEC's website or your investment adviser.

02

Fill out the form with your personal information, including your name, address, and social security number.

03

Provide information about your investment adviser, including their name, address, and contact information.

04

Disclose any disciplinary history or conflicts of interest that may be relevant.

05

Sign and date the form, certifying that all information provided is accurate to the best of your knowledge.

Who needs form adv part 3?

01

Investment advisers who are filing with the Securities and Exchange Commission (SEC) are required to complete Form ADV Part 3.

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What is form adv part 3?

Form ADV Part 3 is also known as Form CRS (Client Relationship Summary). It is a form that investment advisers must file with the SEC to provide retail investors with information about the firm's business practices, conflicts of interest, and fees.

Who is required to file form adv part 3?

Investment advisers who provide services to retail investors are required to file Form ADV Part 3.

How to fill out form adv part 3?

Form ADV Part 3 can be filled out electronically through the SEC's IARD system. The form requires information about the adviser's business practices, conflicts of interest, fees, and disciplinary history.

What is the purpose of form adv part 3?

The purpose of Form ADV Part 3 is to provide retail investors with important information about their investment adviser so they can make informed decisions about their investments.

What information must be reported on form adv part 3?

Form ADV Part 3 requires information about the adviser's business practices, conflicts of interest, fees, and disciplinary history.

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