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Item 1 Cover Waveform ADV Part 2: FIRM BROCHUREAddress: 200 W. Madison, Suite 1950 Chicago, Illinois 60606 Contact: Don MacKinnon (312) 7951000 (phone) (312) 7951111 (fax) March 23, 2023, The SEC

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How to fill out form adv part 2

01

Gather all relevant information and documentation required for Form ADV Part 2.

02

Start by filling out the general information section, including the name of the investment advisor, business address, and contact information.

03

Proceed to the sections on investment strategies, client types, and business practices, providing detailed information as required.

04

Fill out the section on disciplinary information, if applicable, detailing any legal or disciplinary events involving the advisor or its employees.

05

Review the completed Form ADV Part 2 for accuracy and completeness before submission.

Who needs form adv part 2?

01

Investment advisors registered with the SEC are required to fill out and submit Form ADV Part 2.

02

This form provides essential information about the advisor's business practices, fees, conflicts of interest, and other important details for clients and regulatory authorities.

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What is form adv part 2?

Form ADV Part 2 is a document that provides information about a registered investment advisor, including services offered, fees charged, investment strategies, and conflicts of interest.

Who is required to file form adv part 2?

Registered investment advisors are required to file Form ADV Part 2 with the Securities and Exchange Commission (SEC) or state securities authorities.

How to fill out form adv part 2?

Form ADV Part 2 can be filled out online through the Investment Adviser Registration Depository (IARD) system, following the instructions provided by the SEC or state securities authorities.

What is the purpose of form adv part 2?

The purpose of Form ADV Part 2 is to provide clients and prospective clients with important information about an investment advisor to help them make informed decisions about the advisor's services.

What information must be reported on form adv part 2?

Form ADV Part 2 requires information about an investment advisor's services, fees, investment strategies, conflicts of interest, disciplinary history, and other important details.

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