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Form ATS OMB APPROVAL OMB Number: 3235-0509 Expires: April 30, 2017, Estimated average burden hours per response. . . . . . 2.6 INITIAL OPERATION REPORT, AMENDMENT TO INITIAL OPERATION REPORT AND
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What is form ats initial operation?
Form ATS initial operation is a form required to be filed by alternative trading systems (ATS) when commencing operations.
Who is required to file form ats initial operation?
Alternative trading systems (ATS) are required to file form ATS initial operation.
How to fill out form ats initial operation?
Form ATS initial operation can be filled out electronically through the SEC's EDGAR system.
What is the purpose of form ats initial operation?
The purpose of form ATS initial operation is to provide the SEC with information about an alternative trading system (ATS) as it starts operations.
What information must be reported on form ats initial operation?
Form ATS initial operation requires information about the ATS's ownership, operations, and compliance procedures.
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