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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: KENNEDY CAPITAL MANAGEMENT CRD Number: 105834Annual Amendment All Sections
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What is adv part 2a brochure?
The adv part 2a brochure is a document that investment advisers are required to provide to clients to disclose important information about their services, fees, and potential conflicts of interest.
Who is required to file adv part 2a brochure?
Investment advisers registered with the Securities and Exchange Commission (SEC) or the state securities regulators are required to file the adv part 2a brochure.
How to fill out adv part 2a brochure?
Investment advisers must provide detailed information about their firm, investment strategies, fees, potential conflicts of interest, and other pertinent information in the adv part 2a brochure.
What is the purpose of adv part 2a brochure?
The purpose of the adv part 2a brochure is to provide clients with important information about the investment adviser's background, services, fees, and potential conflicts of interest to help them make informed decisions.
What information must be reported on adv part 2a brochure?
The adv part 2a brochure must include information about the investment adviser's services, fees, disciplinary history, conflicts of interest, and other key details that may impact a client's decision to work with the firm.
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