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CCA WEB CONFERENCEEarn up to a maximum of 1.5 CCB Zeus (subject to change due to length of presentation content)The 4 Cs of Compliance March 10, 2021 12:00 pm CST 90 minutes Angie Surrey, VP of Compliance
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What is form 4 cs of?
Form 4 CS is a compliance form used for reporting changes in the ownership of securities by insiders of a company, typically for regulatory purposes.
Who is required to file form 4 cs of?
Individuals who are considered insiders, including officers, directors, and large shareholders of the company, are required to file Form 4 CS.
How to fill out form 4 cs of?
To fill out Form 4 CS, insiders must provide details of the transaction, including the date of the transaction, the number of shares bought or sold, and the price at which the transaction occurred, along with personal and company identification information.
What is the purpose of form 4 cs of?
The purpose of Form 4 CS is to provide transparency in the trading activities of company insiders, thereby helping to prevent insider trading and enhancing overall market integrity.
What information must be reported on form 4 cs of?
Form 4 CS requires reporting information such as the insider's name, relationship to the company, transaction date, number of securities involved, price per share, and the nature of the transaction (purchase or sale).
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