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Sovereign Wealth Advisors, LLC 3120 Southwest Freeway, Suite 500 Houston, Texas 77098Form ADV Part 2A Firm Brochure March 28,2021Firm Contact: Russell Gerhard Chief Compliance Officers brochure provides

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01

Obtain the necessary paperwork: You will need to acquire the Sovereign Form ADV Part from the relevant regulatory authority.

02

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Who needs sovereign form adv part?

01

Any financial advisor or investment firm that is registered with the Securities and Exchange Commission (SEC) or state securities regulators will need to fill out the Sovereign Form ADV Part.

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What is sovereign form adv part?

Sovereign form adv part is a form that investment advisors registered with the Securities and Exchange Commission (SEC) must file to disclose information about their advisory business.

Who is required to file sovereign form adv part?

Investment advisors registered with the Securities and Exchange Commission (SEC) are required to file sovereign form adv part.

How to fill out sovereign form adv part?

Sovereign form adv part must be filled out electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of sovereign form adv part?

The purpose of sovereign form adv part is to provide clients and prospective clients with key information about an investment advisor's business practices.

What information must be reported on sovereign form adv part?

Sovereign form adv part requires information on an investment advisor's business practices, fees, conflicts of interest, and disciplinary history.

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