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Brochure Form ADV Part 2A Item 1 Cover Page LOGO GOES Herero Financial Group, LLC CRD# 143816 801 Sunset Drive Building A, Suite 1 Johnson City, Tennessee 37604 (423) 2820514 (phone) (423) 2628175

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What is brochure form adv part?

Brochure form adv part is a document that provides information about a financial advisor's services, fees, and potential conflicts of interest.

Who is required to file brochure form adv part?

Registered investment advisors (RIAs) are required to file brochure form adv part with the Securities and Exchange Commission (SEC) or state securities regulators.

How to fill out brochure form adv part?

Brochure form adv part can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of brochure form adv part?

The purpose of brochure form adv part is to provide clients with important information about the financial advisor's business practices and regulatory disclosures.

What information must be reported on brochure form adv part?

Brochure form adv part must include information about the advisor's services, fees, disciplinary history, conflicts of interest, and other key aspects of the advisor's business.

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