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FORM ADV PART 3: FORM CRS CUSTOMER RELATIONSHIP SUMMARY DATE: 03/01/2021 INTRODUCTION Schmitz Capital Partners, LLC (SCP, we, us or our) is registered with the Securities and Exchange Commission (SEC)
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How to fill out form adv part 3
How to fill out form adv part 3
01
Obtain Form ADV Part 3 from the Securities and Exchange Commission (SEC) website.
02
Review the instructions on how to fill out the form carefully.
03
Provide all necessary information about your firm, including assets under management, number of clients, and types of advisory services offered.
04
Disclose any conflicts of interest and any disciplinary history of the firm or its employees.
05
Submit the completed Form ADV Part 3 to the SEC.
Who needs form adv part 3?
01
Investment advisers registered with the SEC are required to fill out Form ADV Part 3. This form provides crucial information about the firm's business practices, potential conflicts of interest, and disciplinary history to clients and regulators.
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What is form adv part 3?
Form ADV Part 3, also known as Form CRS, is a form designed for investment advisers to provide important information to retail investors.
Who is required to file form adv part 3?
Investment advisers registered with the Securities and Exchange Commission (SEC) are required to file Form ADV Part 3.
How to fill out form adv part 3?
Form ADV Part 3 can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
What is the purpose of form adv part 3?
The purpose of Form ADV Part 3 is to provide retail investors with important information about the investment adviser, including its services, fees, conflicts of interest, and disciplinary history.
What information must be reported on form adv part 3?
Form ADV Part 3 requires investment advisers to report information such as their services, fees, conflicts of interest, disciplinary history, and key personnel.
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