Get the free Form ADV Part 2A Disclosure Brochure - Item 1

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February 10, 2020Form A D V Part 2A CAPITAL INVESTMENT MANAGEMENT, Inc.1459 Underwood Road Sykesville, MD 21784 (410) 9976755 www.capitalmanage.comCAPITAL INVESTMENT MANAGEMENT, INC. 1459 Underwood

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How to fill out form adv part 2a

01

Gather all required information such as contact details, ownership structure, disciplinary history, etc.

02

Begin by filling out the General Instructions section with basic information about the firm.

03

Provide information about the firm's advisory business in the Item 1 section.

04

Disclose any affiliations and private fund reporting requirements in the Item 2 section.

05

Detail the firm's disciplinary history in the Item 3 section.

06

Complete the Item 4 section with information about the firm's other business activities.

07

Provide information about the firm's financial industry affiliations in the Item 5 section.

08

Review the entire form for accuracy and completeness before submitting.

Who needs form adv part 2a?

01

Investment advisers registered with the Securities and Exchange Commission (SEC) must file Form ADV Part 2A.

02

It is a regulatory requirement for firms offering investment advisory services to clients.

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What is form adv part 2a?

Form ADV Part 2A is a disclosure document that must be filed by SEC-registered investment advisers.

Who is required to file form adv part 2a?

SEC-registered investment advisers are required to file Form ADV Part 2A.

How to fill out form adv part 2a?

Form ADV Part 2A must be filled out by providing detailed information about the adviser's business practices, conflicts of interest, and other important disclosures.

What is the purpose of form adv part 2a?

The purpose of Form ADV Part 2A is to provide clients with important information about the investment adviser's business practices and potential conflicts of interest.

What information must be reported on form adv part 2a?

Form ADV Part 2A requires information such as business practices, fees, conflicts of interest, disciplinary history, and other key details about the adviser.

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