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Form ADV Part 3: Relationship Summary United Capital Management of Kansas, Inc. Introduction United Capital Management of Kansas, Inc. (UCM or we) is an investment adviser registered with the U.S.

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Identify all potential risks related to governance and compliance within the organization.

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What is gc and cco risks?

GC stands for General Counsel and CCO stands for Chief Compliance Officer. GC and CCO risks refer to the legal and compliance risks that a company may face.

Who is required to file gc and cco risks?

Companies with designated General Counsel and Chief Compliance Officer are required to file GC and CCO risks.

How to fill out gc and cco risks?

GC and CCO risks can be filled out by providing detailed information on the legal and compliance risks faced by the company, along with any mitigation strategies in place.

What is the purpose of gc and cco risks?

The purpose of GC and CCO risks is to identify and address potential legal and compliance issues that could impact the company's operations.

What information must be reported on gc and cco risks?

Information such as current legal issues, compliance violations, risk management strategies, and ongoing regulatory challenges must be reported on GC and CCO risks.

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