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APPENDIX B IN THE MATTER OF THE SECURITIES LEGISLATION OF BRITISH COLUMBIA, ALBERTA, SASKATCHEWAN, MANITOBA, ONTARIO, QUEBEC, NEW BRUNSWICK AND NOVA SCOTIA (the Jurisdictions) AND IN THE MATTER OF
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The U.S. Securities and Exchange Commission (SEC) is a regulatory agency responsible for protecting investors, maintaining fair and efficient markets, and facilitating capital formation in the United States.
Publicly traded companies, mutual funds, and other entities required to comply with securities laws are required to file with the SEC.
To fill out SEC filings, companies must provide financial information, disclosures, and other required information as outlined by SEC regulations.
The purpose of the SEC is to protect investors, maintain fair and efficient markets, and facilitate capital formation by enforcing securities laws and regulating the securities industry.
Companies must report financial statements, disclosures, information about executives and directors, and other required information as outlined by SEC regulations.
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