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Annex 10.NOTICE OF APPEAL OF ADMINISTRATIVE PENALTY IN THE MATTER OF: Regulatory Division of ICE Futures Canada, Inc. and name(s) of Respondent(s) To: The Corporate Administrator ICE Futures Canada,
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Identify potential sources of systemic risks within the organization or industry.
02
Assess the likelihood and potential impact of each identified systemic risk.
03
Develop a strategy or plan to address and mitigate each systemic risk, potentially involving cross-functional teams.
04
Monitor and review the effectiveness of the mitigation strategies on an ongoing basis.
05
Regularly update the assessment of emerging systemic risks and adjust the mitigation strategies as needed.

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Organizations that want to proactively identify and address potential systemic risks before they escalate into crises.
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Risk management professionals who are responsible for safeguarding the organization against systemic risks.
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Regulators and policymakers who need to understand and mitigate systemic risks in the financial system to prevent economic instability.
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Emerging systemic risks refer to potential threats to the stability of the financial system that arise from new or evolving factors. These risks can stem from various sources such as technological innovation, economic shifts, or changes in regulations.
Entities such as financial institutions, banks, and other organizations that are deemed systemically important are typically required to file reports regarding emerging systemic risks.
To fill out the emerging systemic risks form, entities need to follow the specific guidelines provided by the regulatory authority, ensuring all relevant data about potential risks, assessments, and mitigation strategies are accurately reported.
The purpose of reporting emerging systemic risks is to enhance transparency and enable regulators to monitor potential threats to the financial system, ultimately ensuring financial stability and protecting the economy.
Information that must be reported may include risk assessments, impact analysis, potential triggers, and mitigation strategies related to emerging systemic risks.
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