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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549FORM 8K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of
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Who needs 17 cfr part 241?
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Individuals or entities engaged in securities transactions in the United States may need to comply with 17 CFR Part 241 regulations.
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What is 17 cfr part 241?
Title 17 of the Code of Federal Regulations, Part 241 (17 CFR 241), deals with the reporting of certain transactions by institutional investment managers who exercise investment discretion over $100 million or more in Section 13(f) securities.
Who is required to file 17 cfr part 241?
Institutional investment managers who meet certain criteria, such as exercising investment discretion over $100 million or more in Section 13(f) securities, are required to file 17 CFR Part 241.
How to fill out 17 cfr part 241?
Form 13F must be filed electronically with the SEC through EDGAR system. The form requires information about the institutional investment manager, as well as the securities holdings they manage.
What is the purpose of 17 cfr part 241?
The purpose of 17 CFR Part 241 is to provide transparency in the financial markets by requiring institutional investment managers to disclose their holdings in certain securities.
What information must be reported on 17 cfr part 241?
Information such as the name and address of the institutional investment manager, the securities held, the value of those securities, and the activities related to those securities must be reported on 17 CFR Part 241.
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