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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q OMB APPROVAL OMB Number: 3235-0070 July 31, 2015, Expires: Estimated average burden hours per response............

How to fill out 13a-13 or rule 15d-13

Point by point instructions on how to fill out 13a-13 or rule 15d-13:

1. Begin by carefully reviewing the official instructions provided for form 13a-13 or rule 15d-13. These instructions can typically be found on the relevant government agency's website or through a quick internet search.
2. Gather all necessary information and documentation required for the form. This may include personal identification details, financial records, and any supporting evidence or disclosures that need to be included.
3. Read through each section of the form carefully and ensure that you understand the purpose and requirements of each section. If there are any terms or concepts that you are unsure about, it may be helpful to seek clarification from a legal professional or the appropriate government agency.
4. Begin filling out the form by providing the requested information in the designated fields. Double-check that all information is accurate and up to date to avoid any potential delays or complications.
5. Pay close attention to any specific instructions or requirements for signatures, dates, or attachments. It is important to comply with these instructions to ensure the form is completed correctly.
6. Review the completed form thoroughly before submitting it. Look for any errors or omissions and make any necessary corrections. It may also be beneficial to have someone else review the form for accuracy and completeness.

Who needs 13a-13 or rule 15d-13:

1. Individuals or entities involved in a specific legal matter or activity that requires compliance with either form 13a-13 or rule 15d-13 may need to fill out these forms. The exact circumstances and requirements for needing these forms can vary, so it is essential to consult the relevant laws, regulations, or legal counsel to determine if these forms apply to your situation.
2. Generally, form 13a-13 is used in the context of securities and exchange commission (SEC) reporting by issuers of certain securities. It may be required for annual or quarterly reports and includes detailed information about the company's financial condition, operations, and management.
3. Rule 15d-13, on the other hand, is a specific provision under the Securities Exchange Act of 1934. It applies to companies with a class of securities registered under the Act and mandates the filing of current reports on Form 8-K, covering specific events or information that may be of interest to investors.
4. It is important to note that the need for these forms and the specific requirements may evolve over time due to changes in legislation or regulatory updates. Therefore, it is recommended to remain informed and seek professional advice to ensure compliance with the latest guidelines.

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