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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: MARBLE PARTNERS, LLC CRD Number: 293505Annual Amendment All Sections

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How to fill out exempt reporting adv

01

Obtain Form ADV from the Securities and Exchange Commission (SEC) website.

02

Fill out all required fields in Section 1A, which includes general information about the adviser.

03

Provide information about the advisory firm's business practices and any conflicts of interest in Section 1B.

04

Disclose any disciplinary history in Section 1I, if applicable.

05

Submit the completed Form ADV electronically through the Investment Adviser Registration Depository (IARD) system.

Who needs exempt reporting adv?

01

Investment advisers who are exempt from SEC registration but are required to file Form ADV as reporting entities.

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What is exempt reporting adv?

Exempt reporting adviser (ERA) refers to an investment adviser that qualifies for exemption from registration with the SEC under the Investment Advisers Act of 1940, but is still required to submit reports and comply with certain regulations.

Who is required to file exempt reporting adv?

Firms that qualify as exempt reporting advisers, such as venture capital advisers, private fund advisers, and foreign private advisers, are required to file exempt reporting adv.

How to fill out exempt reporting adv?

Exempt reporting adv can be filled out electronically through the Investment Adviser Registration Depository (IARD) system, providing information on the firm's business activities, ownership, and key personnel.

What is the purpose of exempt reporting adv?

The purpose of exempt reporting adv is to provide transparency and oversight of certain types of investment advisers that are exempt from full registration with the SEC, ensuring investor protection.

What information must be reported on exempt reporting adv?

Exempt reporting adv must include information about the adviser's background, ownership, control persons, conflicts of interest, disciplinary history, and other material facts affecting the adviser's business.

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