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ATH rules and FAQs refer to the rules and frequently asked questions related to the Alternative Trading System for stocks and securities trading.
All entities operating an Alternative Trading System are required to file ATH rules and FAQs with the relevant regulatory authorities.
To fill out ATH rules and FAQs, entities need to provide detailed information about their trading platform, trading rules, compliance procedures, and other relevant information.
The purpose of ATH rules and FAQs is to ensure transparency, fairness, and compliance in the operation of Alternative Trading Systems.
Entities must report information such as trading rules, order handling procedures, market surveillance mechanisms, and compliance procedures in their ATH rules and FAQs.
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