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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: LIONESS CAPITAL MANAGEMENT PCRD Number: 304322OtherThanAnnual Amendment
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Gather all relevant information and documentation needed to complete the form.
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Who needs form adv uniform?
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Investment advisors and firms who manage assets of $25 million or more are required to fill out form Adv Uniform.
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What is form adv uniform?
Form ADV Uniform is a form that investment advisers must file with the Securities and Exchange Commission (SEC) or state securities regulators.
Who is required to file form adv uniform?
Investment advisers who manage assets for a fee are required to file Form ADV Uniform.
How to fill out form adv uniform?
Form ADV Uniform can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
What is the purpose of form adv uniform?
The purpose of Form ADV Uniform is to provide regulatory authorities and clients with information about an investment adviser's business operations.
What information must be reported on form adv uniform?
Information such as assets under management, fee structure, services offered, and disciplinary history must be reported on Form ADV Uniform.
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