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SECURITIES AND EXCHANGE COMMISSIONER 4 Statement of changes in beneficial ownership of securitiesFiling Date: 20230124 | Period of Report: 20230120 SEC Accession No. 000088615823000015 (HTML Version

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What is lombard shelly form 4?

Lombard Shelly Form 4 is a specific regulatory document used for reporting transactions or holdings related to certain financial activities, often associated with securities or investment management.

Who is required to file lombard shelly form 4?

Individuals or entities involved in specific financial transactions, typically those who are reporting changes in their holdings or transactions involving securities, are required to file Lombard Shelly Form 4.

How to fill out lombard shelly form 4?

To fill out Lombard Shelly Form 4, one must provide accurate details about the entity or individual filing, the nature of the transactions or holdings, and any relevant dates and amounts, ensuring compliance with the formatting and submission guidelines.

What is the purpose of lombard shelly form 4?

The purpose of Lombard Shelly Form 4 is to ensure transparency and accountability in financial markets by providing regulators and the public with necessary information about significant changes in securities holdings.

What information must be reported on lombard shelly form 4?

Information that must be reported includes the name of the filer, the type of transaction, the date of the transaction, the quantity and value of securities involved, and any other pertinent details.

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