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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: 640 OXFORD MANAGEMENT COMPANY, LLC CRD Number: 323678State ERA Report

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How to fill out investment adviser registration and

01

Complete Form ADV through the Investment Adviser Registration Depository (IARD) system

02

Provide information about your firm's background, services offered, fees charged, and any disciplinary history

03

Pay the required registration fees

04

Submit any additional required documentation

05

Await approval from the Securities and Exchange Commission (SEC) or state regulatory agency

Who needs investment adviser registration and?

01

Individuals or firms who provide investment advice for a fee

02

Those who manage assets on behalf of clients

03

Anyone who meets the definition of an investment adviser as outlined by the Investment Advisers Act of 1940

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What is investment adviser registration and?

Investment adviser registration is a process by which individuals or firms register with regulatory authorities to offer investment advice or manage investment portfolios for clients.

Who is required to file investment adviser registration and?

Individuals or firms who provide investment advice or manage investment portfolios for clients are required to file for investment adviser registration.

How to fill out investment adviser registration and?

To fill out investment adviser registration, individuals or firms must provide detailed information about their background, qualifications, business practices, and any potential conflicts of interest.

What is the purpose of investment adviser registration and?

The purpose of investment adviser registration is to protect investors by ensuring that investment advisers meet certain standards of conduct and disclosure.

What information must be reported on investment adviser registration and?

Information that must be reported on investment adviser registration includes financial information, disciplinary history, regulatory infractions, and any other relevant data.

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