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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: 3L CAPITAL MANAGEMENT, LLC CRD Number: 294003OtherThanAnnual Amendment
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How to fill out form adv uniform
How to fill out form adv uniform
01
Obtain Form ADV Uniform from SEC website or request a copy from your investment advisor.
02
Fill out Part 1 of the form, providing information about your advisory business, including ownership, client types, and services offered.
03
Complete Part 2 of the form, which includes information about your disciplinary history, conflicts of interest, and financial information.
04
Submit the form electronically through the IARD system or mail a hard copy to the SEC.
Who needs form adv uniform?
01
Investment advisors who are registered with the Securities and Exchange Commission (SEC) need to fill out Form ADV Uniform.
02
It is also required for advisors who manage assets of $25 million or more.
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What is form adv uniform?
Form ADV uniform is a form that investment advisers must use to register with the Securities and Exchange Commission (SEC) and state securities authorities.
Who is required to file form adv uniform?
Investment advisers who manage more than $110 million in assets are required to file Form ADV uniform.
How to fill out form adv uniform?
Form ADV uniform can be filled out electronically on the Investment Adviser Registration Depository (IARD) system.
What is the purpose of form adv uniform?
The purpose of Form ADV uniform is to provide information about an investment adviser's business, disciplinary history, and conflicts of interest.
What information must be reported on form adv uniform?
Information such as assets under management, advisory services offered, fees, business practices, and key personnel must be reported on Form ADV uniform.
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