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Amendment to Exchange Rules and Certain Corporate Documents to Reflect Name Change of BATS Holdings, Inc. to BATS Global Markets, Inc.
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What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a regulatory filing used by self-regulatory organizations (SROs) in the financial sector to propose rule changes to the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs), such as stock exchanges and other trading venues, are required to file Form 19b-4 when they seek to establish or amend rules that govern their operations.
How to fill out Form 19b-4?
To fill out Form 19b-4, the SRO must provide detailed information about the proposed rule change, including its purpose, potential impact, and any relevant existing rules. They must follow the instructions provided by the SEC for proper submission.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure transparency and regulatory oversight of changes to SRO rules, allowing the SEC to assess the implications of these changes for the financial markets and investors.
What information must be reported on Form 19b-4?
Form 19b-4 must report information including the nature of the proposed change, reasons for the change, the anticipated effects on the market, and any comments from the public or stakeholders concerning the rule change.
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