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SECURITIES AND EXCHANGE COMMISSIONER EFFECT Notifications of effectiveness for Securities Act registration statements and posteffective amendmentsFiling Date: 20220413SEC Accession No. 999999999522000964 (HTML
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Companies or financial institutions looking to offer securities that qualify for an exemption under Regulation C under the Securities Act of 1933 may need to use Form 17 CFR230.467 for effectiveness.
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The term 'effectiveness' in 17 CFR 230.467 refers to the date on which a registration statement filed under the Securities Act of 1933 becomes effective.
Issuers who are offering securities to the public are required to file for effectiveness under 17 CFR 230.467.
To fill out 17 CFR 230.467 for effectiveness, issuers must complete and submit the necessary forms and documents as required by the Securities and Exchange Commission (SEC).
The purpose of 17 CFR 230.467 is to ensure that investors have access to important information about securities offerings before making investment decisions.
The information reported on 17 CFR 230.467 includes details about the issuer, the securities being offered, risks involved, and financial statements.
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