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January 2019Roll No:
Registration No:
Name:
Date: 05Jan20192nd ShiftExamination: Online Examination SI
Section 1 Online Examination
Question No.11.00
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How to fill out series 66uniform combined state

How to fill out series 66uniform combined state
01
Step 1: Determine your eligibility to take the Series 66 exam. You must be associated with a FINRA member firm to be eligible.
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Step 2: Register for the exam through FINRA's registration system or through your firm.
03
Step 3: Study for the exam using study materials such as textbooks, online courses, or study guides.
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Step 4: Take the exam at a designated testing center on the scheduled exam date.
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Step 5: Receive your exam results and if you pass, apply for registration with your state securities regulator.
Who needs series 66uniform combined state?
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Individuals who want to become investment adviser representatives (IARs) or principals of investment adviser firms in states that require passing the Series 66 exam.
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Professionals in the financial services industry who want to add the Series 66 license to their qualifications.
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Series 66 Uniform Combined State Law Examination is a test that qualifies candidates to be investment advisors who manage securities on behalf of clients.
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