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This document contains a proposed rule change submitted by BATS Exchange to amend certain rules regarding orders and modifiers, aiming to allow users to modify order information without affecting
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing form used by self-regulatory organizations (SROs) with the Securities and Exchange Commission (SEC) to propose changes to their rules.
Who is required to file Form 19b-4?
Self-regulatory organizations, such as stock exchanges, are required to file Form 19b-4 when they propose rule changes.
How to fill out Form 19b-4?
To fill out Form 19b-4, organizations need to provide a comprehensive description of the proposed rule change, the purpose and impact of the change, and any relevant legal or regulatory considerations.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure that proposed rule changes by SROs are transparent and subject to regulatory oversight by the SEC.
What information must be reported on Form 19b-4?
Form 19b-4 must include details about the proposed rule change, the reasons for the change, analysis of its impact, and statements regarding compliance with relevant laws.
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