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This document outlines a proposed rule change related to the fee schedule applicable to members of the BATS Exchange, as filed with the Securities and Exchange Commission.
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Start by obtaining Form 19b-4 from the relevant regulatory authority or their website.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a regulatory filing used by self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs), such as exchanges and associations, are required to file Form 19b-4 when they propose changes to their rules or regulations.
How to fill out Form 19b-4?
To fill out Form 19b-4, SROs must provide detailed information regarding the proposed rule changes, including the text of the changes, the purpose of the changes, and any implications or impacts of these changes.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure transparency and accountability by allowing the SEC and the public to review proposed changes to SRO rules before they take effect.
What information must be reported on Form 19b-4?
Form 19b-4 must report information such as the proposed rule text, the rationale for the changes, a description of the effect on market participants, and any relevant legal analysis.
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