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May 29, 2012 ... ... CFR 4.9(c). Website, at http://www.ftc.gov/os/ ... http://www.regulations.gov/#! Home, you ... FR Doc.
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Discretion form commission tries is a form used to report any discretionary trades made by a company or individual related to commission activities.
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The purpose of discretion form commission tries is to ensure transparency and accountability in the reporting of discretionary trades related to commission activities.
Information such as the date of the discretionary trade, quantity of securities traded, security name, and the reason for the trade must be reported on the discretion form commission tries.
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