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May 29, 2012 ... ... CFR 4.9(c). Website, at http://www.ftc.gov/os/ ... http://www.regulations.gov/#! Home, you ... FR Doc.
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What is discretion form commission tries?
Discretion form commission tries is a form used to report any discretionary trades made by a company or individual related to commission activities.
Who is required to file discretion form commission tries?
Any company or individual that engages in discretionary trades related to commission activities is required to file discretion form commission tries.
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Discretion form commission tries can be filled out by providing details of the discretionary trades made, including the date, quantity, security traded, and the reason for the trade.
What is the purpose of discretion form commission tries?
The purpose of discretion form commission tries is to ensure transparency and accountability in the reporting of discretionary trades related to commission activities.
What information must be reported on discretion form commission tries?
Information such as the date of the discretionary trade, quantity of securities traded, security name, and the reason for the trade must be reported on the discretion form commission tries.
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