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16MARY ANN SMITH Deputy Commissioner SEAN M. ROONEY Assistant Chief Counsel SAMUEL J. PARK (State Bar No. 293902) Counsel Department of Financial Protection and Innovation 320 West 4th Street, Suite
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The California Department of Financial Institutions is a state government agency responsible for regulating financial services and products within the state.
Financial institutions and entities operating in California are required to file with the California Department of Financial Institutions.
The California Department of Financial Institutions provides forms and instructions on their website for entities to fill out and submit.
The purpose of the California Department of Financial Institutions is to protect consumers and ensure the safety and soundness of the financial system.
Entities are required to report financial data, compliance information, and other relevant data as requested by the Department.
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