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Confidential For broker training use only this information is only intended for use by brokers and must not be made available to any retail clients or clients of brokers. Contents Navigation, Functions

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What is code of ethics video?

Code of ethics video is a visual presentation outlining the ethical standards and principles that individuals or companies are expected to follow in their professional conduct.

Who is required to file code of ethics video?

Individuals or companies who have agreed to comply with a specific code of ethics are required to file the code of ethics video.

How to fill out code of ethics video?

Code of ethics video can be filled out by presenting information about the ethical standards being followed, any violations reported, and actions taken to address those violations.

What is the purpose of code of ethics video?

The purpose of code of ethics video is to promote transparency, accountability, and trust by demonstrating a commitment to ethical behavior and decision-making.

What information must be reported on code of ethics video?

Code of ethics video must include details about the ethical standards being followed, any violations reported, and actions taken to address those violations.

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