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FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).OMB

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How to fill out form 4 sec filings

01

Gather all necessary information such as name of the reporting person, relationship to company, transaction details, etc.

02

Access the SEC's EDGAR system where form 4 filings are made.

03

Select 'New Submission' and choose 'Form Type' as '4'.

04

Fill out all required fields accurately and completely.

05

Review the form for any errors or missing information.

06

Submit the form electronically through the EDGAR system.

07

Keep a copy of the filed form for your records.

Who needs form 4 sec filings?

01

Individuals who are considered insiders of a publicly traded company need to file form 4 SEC filings.

02

This includes company directors, officers, and any beneficial owners of more than 10% of a class of the company's equity securities.

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What is form 4 sec filings?

Form 4 SEC filings is a document filed with the Securities and Exchange Commission (SEC) to report transactions involving company insiders.

Who is required to file form 4 sec filings?

Company insiders such as directors, officers, and beneficial owners of more than 10% of a class of the company's equity securities are required to file form 4 SEC filings.

How to fill out form 4 sec filings?

Form 4 SEC filings can be filled out electronically through the SEC's EDGAR system or manually by providing details of transactions involving company securities.

What is the purpose of form 4 sec filings?

The purpose of form 4 SEC filings is to provide transparency and public disclosure of transactions involving company insiders, helping investors make informed decisions.

What information must be reported on form 4 sec filings?

Information such as the date of the transaction, description of the security, nature of the transaction, and the total number of securities beneficially owned after the transaction must be reported on form 4 SEC filings.

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