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DATE ISSUED:October 9, 2009REPORT NO. HRB09071ATTENTION:Historical Resources Board Agenda of October 22, 2009SUBJECT:ITEM # 9 Helen Schnapps HouseAPPLICANT:Sonya CelesteHarrisLOCATION:3636 Herbert
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17 CFR 270.30b1-9 is a regulation under the Investment Company Act of 1940 that requires registered investment companies to disclose certain information about their portfolio holdings.
Registered investment companies are required to file 17 CFR 270.30b1-9.
To fill out 17 CFR 270.30b1-9, registered investment companies must provide specific details about their portfolio holdings, including the names of the securities held and their respective values.
The purpose of 17 CFR 270.30b1-9 is to promote transparency and accountability in the investment company industry by requiring disclosure of portfolio holdings.
On 17 CFR 270.30b1-9, registered investment companies must report detailed information about their portfolio holdings, including the names of the securities held and their respective values.
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