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AWARDING Office of DISPUTE RESOLUTION (\” Claimant\”) vs. National Planning Corporation (\” NPC\”) and QA3 3\”)REPRESENTATION OF PARTIES: For Claim an n : Doctor Kennedy, MBA, J.D. and Armin

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How to fill out clean up brokercheck process

01

Visit the BrokerCheck website

02

Select the 'Search & Clean' option

03

Enter the necessary details such as your name, previous employers, and any complaints or disclosures

04

Review the information for accuracy and completeness

05

Submit any corrections or updates to the BrokerCheck database

Who needs clean up brokercheck process?

01

Individuals who have incorrect or outdated information on their BrokerCheck report

02

Financial professionals who want to maintain a clean and accurate record for clients and potential employers

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What is clean up brokercheck process?

Clean up brokercheck process is a process for brokers to review and correct any inaccurate or outdated information on their brokercheck profile.

Who is required to file clean up brokercheck process?

Brokers registered with FINRA are required to file clean up brokercheck process.

How to fill out clean up brokercheck process?

Brokers can fill out clean up brokercheck process by logging into their FINRA account and following the instructions to review and update their information.

What is the purpose of clean up brokercheck process?

The purpose of clean up brokercheck process is to ensure that the information on a broker's profile is accurate and up-to-date for investors to make informed decisions.

What information must be reported on clean up brokercheck process?

Information such as employment history, qualifications, disciplinary actions, and customer complaints must be reported on clean up brokercheck process.

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