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Via Electronic Submission Vanessa A Countryman Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 205491090Re: SEC proposed rule for Reporting Threshold for Institutional
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SEC adopts rules to regulate the securities industry and protect investors.
Entities operating in the securities industry are required to file with the SEC when adopting new rules.
SEC forms are typically used to fill out and submit rules to the SEC.
The purpose of SEC adopting rules is to ensure compliance with regulations and protect investors.
Entities must report the details of the new rules being adopted and how they will impact the securities industry.
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